Social Media: How Financial Services Firms View Issues Relating to Social Media

Available: In Stock
Product No: 12139
Duration: 0.00 Hours
Publish Date : 11/16/2012

Item Description :


Social media is now being used routinely in business practices. This CLE materials set will help you to learn the applicability of social media to financial services firms, the regulations that apply to social media use, and the legal considerations involved.

These materials address the legal and compliance issues faced by financial services firms regarding their use of social media in their businesses.


I. Regulatory Overview for Broker Dealer & Investment Advisor

    Supervisory obligations
    Policies and Procedures

II. Litigation/Evidentiary Issues

    Data gathering
    Evidentiary issues
    Technology challenges

III. Employment Issues

IV. Case Studies

V. Ethics Issues for Lawyers

    Attorney use of social media
    Usuing social media to obtain evidence
    Customer cases
    Implications on social media


Karen M. O'Toole
Fidelity Investments

Michael R. Weissmann
Bingham McCutchen LLP

Alexander C. Gavis
Fidelity Investments

Rajib Chanda
Ropes & Gray LLP-Washington, D.C.

Martha Ann Mazzone
Fidelity Investments

Pricing :
CLE Digital Book & Audio CD: Member $165.00
CLE Digital Book & Audio CD: Non-Member $195.00
CLE Book & Audio CD: Member $165.00
CLE Book & Audio CD: Non-Member $195.00