The New Whistleblower Regime Under Dodd-Frank: The First 18 Months

Available: In Stock
Product No: 12440
Duration: 0.00 Hours
Publish Date : 1/14/2013

Item Description :


Section 21F of the Securities Exchange Act of 1934, adopted under Section 922 of the Dodd-Frank Act, was signed into law by President Obama on July 21, 2010. Section 21F creates financial incentives and provides increased protection for whistleblowers who voluntarily provide to the Securities and Exchange Commission original information that leads to successful enforcement actions against reporting Companies.

This CLE materials set will provide an overview of the New SEC Whistleblower Program. These materials address some of the unique features and policies behind the Final Rules of the New Whistleblower Program, as well as successes it has achieved, challenges it still faces, some of the early rulings that have come out and some of the questions that remain outstanding.

Specific Topics:

I. Historical Overview of Whistleblower Legislations in the U.S.

II. Legislative Background of New Whistleblower Program

III. Distinguishing Features and Policies of Final Rules of New Whistleblower Program and their Application

IV. Review of the efficacy, weaknesses, outstanding challenges, recent rulings, questions outstanding of the New Whistleblower Program (Review of the 2011-2012 Annual report from the SEC’s Office of the Whistleblower)

V. Concluding Remarks and Q&A Session

Luke T. Cadigan
K&L Gates LLP

Jordan A. Thomas
Labaton Sucharow LLP

Mayeti Gametchu
Senior Counsel, Asset Management Unit
Securities & Exchange Commission

Michael D. Ricciuti
K&L Gates LLP


Pricing :
CLE Digital Book & Audio CD: Member $165.00
CLE Digital Book & Audio CD: Non-Member $195.00
CLE Book & Audio CD: Member $165.00
CLE Book & Audio CD: Non-Member $195.00