Securities Enforcement: Recent Developments, Trial Strategies, & Non-Prosecution Agreements

Available: In Stock
Product No: 12744
Duration: 3.00 Hours
Publish Date : 4/4/2013


Item Description :

Description:

This materials set was compiled by panels featuring attorneys from the SEC, the U.S. Attorney's office, private practice, as well as a U.S. District Court judge. The materials will review recent SEC / DOJ trends, explore strategies to take in the courtroom, and will provide helpful approaches for practitioners representing clients under investigation, when indicted, and during appeals.

Panel One: SEC/DOJ Trends and Developments
I. Criminal securities fraud enforcement by the U.S. Attorney's Office
II. Priorities and new initiatives at the SEC

Moderator:
Jonathan L. Kotlier, Partner, Nutter McClennen & Fish

Panelists: 
David Bergers, Esq.; Regional Director and Acting Deputy Chief of Enforcement - Securities & Exchange Commission
Paul G. Levenson, Esq.; Chief, Economic Crimes Unit, United State Attorney's Office
Emily R. Schulman, Esq.; Partner, Wilmer Hale
Nicholas C. Theodorou, Esq.; Partner, Foley, Hoag
 

Panel Two: Trying Securities Cases: Can the Jury Really Get It?

Moderator:
Rachel Hershfang (SEC)

Panelists:
Hon. Douglas P. Woodlock; Judge, U. S. District Court, District of Massachusetts
John J. Falvey, Esq.; Partner, Goodwin, Procter LLP
Andrew Lelling, Esq.; U.S. Attorney's Office
Dan Tighe, Esq.; Partner, Griesinger Tighe & Maffei LLP
 

Panel Three:  Internal Investigations Done Right: Obtaining a Non-Prosecution Agreement and Other Ways to Protect Shareholder Value

I. Insights on the SEC's only non-prosecution agreement (In re Carter's) from audit committee counsel.
II. How to structure and conduct an internal investigation to reduce corporate exposure risk and maximize positive outcomes.
III. What government investigators expect from companies conducting internal investigations.

Moderator:
Ian Roffman, Esq.;  Partner, Nutter, McClennen & Fish LLP

Panelists:
Cynthia Young, Esq.; Chief of Criminal Division U.S. Attorney's Office, District of Massachusetts
Randall Bodner, Esq.; Partner, Ropes & Gray LLP
Stephen Huggard, Esq.; Partner, Edwards Wildman Palmer LLP
R. Daniel O'Connor, Esq.; Partner, Ropes & Gray LLP



 

 


Pricing :
   
CLE Digital Book & Audio CD: Member $165.00
CLE Digital Book & Audio CD: Non-Member $195.00
CLE Book & Audio CD: Member $165.00
CLE Book & Audio CD: Non-Member $195.00