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CLE - Social Media: How Financial Services Firms View Legal & Regulatory Issues Relating to Social Media

Friday, November 16, 2012 8:30 AM to 11:30 AM
Boston Bar Association - 16 Beacon Street, Boston, MA

 

Description:

This program has already taken place, but you can still catch up on what you missed!

Visit the CLE Bookstore to purchase a CLE Materials Set, which includes online access to the recorded course presentation and a copy of the course book.

If you need CLE Credit, please click here.

Social media is now being used routinely in business practices. Attend this timely program to learn the applicability of social media to financial services firms, the regulations that apply to social media use, and the legal considerations involved.

The panel of experts will address the legal and compliance issues faced by financial services firms regarding their use of social media in their businesses.

Agenda:

I. Regulatory Overview for Broker Dealer & Investment Advisor 

  • Supervisory obligations
  • Recordkeeping
  • Training
  • Policies and Procedures

II. Litigation/Evidentiary Issues

  • Authentication
  • Data gathering
  • Evidentiary issues
  • Technology challenges
  • Cases

III. Employment Issues

IV. Case Studies

V. Ethics Issues for Lawyers

  • Attorney use of social media
  • Usuing social media to obtain evidence
  • Customer cases
  • Implications on social media

 

CLE Credits: 3

Materials: The BBA offers CLE course materials in both electronic and print format.  Please remember to select your option during registration.  If you opt for the electronic version, a PDF link will be email to you prior to the seminar. We encourage laptops and portable devices at the seminar, Free WiFi is available in all conference rooms!

Sponsoring Section/Committee(s):

Speakers:

 


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*BBA members receive a discount. Watch live or on-demand webcasts via West LegaledCenter.

 

Contact:

Jacqueline Querubin
jquerubin@bostonbar.org

 

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