This program has already taken place, but you can still catch up on
what you missed!
Visit the CLE
purchase a CLE Materials Set, which includes online access to the recorded
course presentation and a copy of the course book.
If you need CLE Credit, please click
Social media is now being used routinely in
business practices. Attend this timely program to learn the
applicability of social media to financial services firms, the regulations that
apply to social media use, and the legal considerations involved.
The panel of experts will address the legal and
compliance issues faced by financial services firms regarding their use of
social media in their businesses.
Overview for Broker Dealer & Investment Advisor
- Supervisory obligations
- Policies and Procedures
II. Litigation/Evidentiary Issues
- Data gathering
- Evidentiary issues
- Technology challenges
III. Employment Issues
IV. Case Studies
V. Ethics Issues for Lawyers
- Attorney use of social media
- Usuing social media to obtain evidence
- Customer cases
- Implications on social media
CLE Credits: 3
BBA offers CLE course materials in both electronic and print format.
Please remember to select your option during registration. If
you opt for the electronic version, a PDF link will be email to you prior
to the seminar. We encourage laptops and portable devices at the seminar, Free
WiFi is available in all conference