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This program will include three panels featuring attorneys from the SEC, the
U.S. Attorney's office, private practice, as well as a U.S. District Court
judge. The panelists will review recent SEC / DOJ trends, explore strategies to
take in the courtroom, and will provide helpful approaches for practitioners
representing clients under investigation, when indicted, and during appeals.
Reception to Follow!
Panel One: SEC/DOJ Trends and Developments
I. Criminal securities fraud
enforcement by the U.S. Attorney's Office
II. Priorities and new initiatives
at the SEC
Jonathan L. Kotlier, Partner, Nutter McClennen & Fish
David Bergers, Esq.; Regional Director and Acting Deputy Chief
of Enforcement - Securities & Exchange Commission
Paul G. Levenson, Esq.;
Chief, Economic Crimes Unit, United State Attorney's Office
Schulman, Esq.; Partner, Wilmer Hale
Nicholas C. Theodorou, Esq.; Partner,
Panel Two: Trying Securities Cases: Can the Jury Really Get It?
Rachel Hershfang (SEC)
Hon. Douglas P. Woodlock; Judge, U. S. District Court, District
John J. Falvey, Esq.; Partner, Goodwin, Procter
Andrew Lelling, Esq.; U.S. Attorney's Office
Dan Tighe, Esq.; Partner,
Griesinger Tighe & Maffei LLP
Panel Three: Internal Investigations Done Right: Obtaining a Non-Prosecution
Agreement and Other Ways to Protect Shareholder Value
I. Insights on the SEC's only non-prosecution agreement (In re Carter's) from
audit committee counsel.
II. How to structure and conduct an internal
investigation to reduce corporate exposure risk and maximize positive
III. What government investigators expect from companies conducting
Ian Roffman, Esq.; Partner, Nutter, McClennen & Fish
Cynthia Young, Esq.; Chief of Criminal Division U.S. Attorney's
Office, District of Massachusetts
Randall Bodner, Esq.; Partner, Ropes &
Stephen Huggard, Esq.; Partner, Edwards Wildman Palmer LLP
Daniel O'Connor, Esq.; Partner, Ropes & Gray LLP
BBA Member - $130.00
BBA Member - Legal Services/Government Lawyer - $70.00