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Current SEC Enforcement Issues and Priorities: Thoughts of the Staff of the Boston Regional Office

Thursday, December 12, 2013 12:30 PM to 1:30 PM
Boston Bar Association - 16 Beacon Street, Boston, MA

 

Description:

With a new Chair of the SEC and a new Director of the Boston Regional Office, the SEC continues to develop enforcement programs such as specialized units with expertise in complex, high priority areas and identification of high-risk areas for further examination and investigation to protect investors and promote the integrity of the marketplace.  Find out how the Boston Regional Office is undertaking these and other efforts to identify wrongdoing in the marketplace and incentivize individuals and companies to cooperate and assist with investigations.

 

Sponsoring Section/Committee(s):

Speakers:

 



 

Contact:

Jennifer Jones
jjones@bostonbar.org

 

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