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Internal Investigations in Securities Matters

Wednesday, January 8, 2014 12:30 PM to 1:30 PM
Boston Bar Association - 16 Beacon Street, Boston, MA


Internal Investigations can become necessary in a variety of ways: regulatory inquiries, whistleblower complaints, shareholder demands, or just a worried general counsel.  They provide a number of concerns for in-house and outside counsel and require consideration of the securities laws, employment laws, and ethical issues.  Lawyers may have duties to more parties than the company.  This panel will review tips on how to account for all constituents and protect yourself and your client.


Sponsoring Section/Committee(s):




Jennifer Jones


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