Please Note: This event has already taken place.
Friending, Tweeting, and Connecting: Regulatory and Enforcement Issues Facing Broker-Dealers and Investment Advisors in a Social Media World
Wednesday, February 12, 2014
12:30 PM to 1:30 PM
Boston Bar Association - 16 Beacon Street, Boston, MA
As a broker-dealer, registered representative, or registered investment advisor using social
media, what are your direct and supervisory responsibilities? Hear the answers
from our panelists, including current FINRA Enforcement Counsel.
This brown bag lunch will discuss current FINRA Rules and Guidance on the use of
social media with an opportunity to discuss real-world scenarios.
- Bonnie Schroeder McGuire
- William A. Haddad
- Matthew C. Applebaum
BBA Event Calendar