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Mutual Fund Governance-Historical Perspective and Emerging Issues for Independent Directors and Fund Management

Tuesday, July 15, 2014 12:30 PM to 1:30 PM
Boston Bar Association - 16 Beacon Street, Boston, MA


The panel will review the statutory and common law foundations for mutual fund independent director duties, review recent developments, including the Morgan Keegan and Northern Lights SEC enforcement actions, and discuss unique issues facing directors of alternative mutual funds. The panel will also provide practical advice on building an effective mutual fund board/management relationship.

Sponsoring Section/Committee(s):




Elizabeth Vincensi


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