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Investment Adviser Custody Issues Post-Madoff

Thursday, December 7, 2017 12:30 PM to 1:30 PM
Boston Bar Association - 16 Beacon Street, Boston, MA


Description:

Rule 203(4)-2 under the Investment Advisers Act has become increasing important and complex since the discovery in 2008 of the Bernie Madoff Ponzi scheme resulting in billions of dollars of investor losses.  Join us to discuss the history of the rule and its evolving requirements, including the impact of recent SEC staff guidance issued in February 2017 and how investment advisers can ensure that they remain compliant.

Registration Categories:
BBA Member – Free. Included as part of your membership.
Non-Member - $100.00

Sponsoring Section/Committee(s):

Speakers:

 

Contact:

Julia Carvalho
jcarvalho@bostonbar.org

 

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