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Fundamentals of a Financial Services Legal Practice

Friday, January 19, 2018 12:00 PM to 1:30 PM
Boston Bar Association - 16 Beacon Street, Boston, MA

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Description:

"Friday Fundamentals” is the BBA’s weekly educational series designed to offer an introduction to the basic legal skills and fundamental knowledge lawyers need to get a foothold and grow in their understanding of a given area of practice. Click here to view a full list of the BBA’s upcoming Fundamentals programs.

The program will describe generally the various types of investment advisers/investment vehicles, the relevant statutes/rules/regulations, and what a securities/IM lawyer does, both in-house and at a firm.  The program will also discuss the role of broker-dealers, the statutes/regulations/rules that govern them, and what broker-dealer attorneys do, both in-house and at a firm. 

Registration Categories:
BBA Member – Free. Included as part of your membership.
Non-Member - $50.00

 

 

Sponsoring Section/Committee(s):

Speakers:

 

Contact:

Carolyn Barrett
cbarrett@bostonbar.org

 

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