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Regulatory Update: Reg BI, Form CRS, and the SEC’s Fiduciary Duty Interpretation

Tuesday, November 19, 2019 12:00 PM to 1:00 PM
Boston Bar Association - 16 Beacon Street, Boston, MA


Description:

An expert panel will offer insights on the SEC’s new rules and interpretations that deal with standards of conduct for brokers and investment advisers. Specifically, the panel will cover the topics of Regulation Best Interest (Reg BI), Form Customer Relationship Summary (Form CRS), and the SEC’s fiduciary duty interpretation under the Advisers Act.

Registration Categories:
BBA Member – Free. Included as part of your membership.
Non-Member - $100.00

Sponsoring Section/Committee(s):

Speakers:

 

Contact:

Jenna Kim
jkim@bostonbar.org

 

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